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- Startseite
Bücher Englische Bücher Wissen & Bildung Sozialwissenschaft, Recht, Wirtschaft Wirtschaft Einzelne Wirtschaftszweige & Branchen Regulating Investor Protection under EU Law
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Beschreibung
This book analyzes the legal system for the protection of retail investors under the European Union law of investment services. It identifies the regulatory leitmotiv driving the EU lawmaker and ascertains whether and to what extent such a system is self-sufficient, using a set of EU-made and EU-enforced rules that is essentially different and autonomous from the domestic legal orders. In this… regard, the book takes a double perspective: comparative and intra-firm. Given the federal dimension of the US legal system and, thus, the “role-model” it plays vis-à-vis the EU, the book compares the two systems. To fully highlight the existing gaps and measure how self-sufficient the EU system is against its American counterpart, the Union/Federal level as such is analyzed – i.e. , detached from the national (in EU terms) and State (in US terms) level. Regulating Investor Protection under EU Law also showcases the unique intra-firm perspective from aEuropean investment firm and analyzes how EU-produced public-law rules become a set of compliance requirements for investment services providers. This “ within-the-firm ” angle gauges the self-sufficiency of the EU system of retail investor protection from the standpoint of an EU-regulated entity. The book is intended for both compliance professionals and academic scholars interested in this topic while also including illustrative sections intended to provide a broader regulatory view for less-experienced readers. Dieses Produkt haben wir gerade leider nicht auf Lager.
Handgeprüfte Gebrauchtware
Bis zu 50 % günstiger als neu
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Technische Daten
Erscheinungsdatum
11.07.2018
Sprache
Englisch
EAN
9783319902968
Herausgeber
Springer International Publishing
Sonderedition
Nein
Autor
Antonio Marcacci
Seitenanzahl
394
Auflage
1st edition 2018
Einbandart
Gebundene Ausgabe
Buch Untertitel
The Unbridgeable Gaps with the U.S. and the Way Forward
Schlagwörter
retail investments, EU Law of Investor Protection, European Private Law, Public Enforcement of Financial Markets Law, Financial Compliance, Brokers, Investment advisors, Advisor-investor relationship, investments and securities
Thema-Inhalt
KFF - Finanzenwesen und Finanzindustrie
LNU - Steuer- und Abgabenrecht
Höhe
210 mm
Breite
14.8 cm
Transparenz & Sicherheit
Hersteller: Springer, Europaplatz 3, Heidelberg, Deutschland, 69115, ProductSafety@springernature.com, Springer Nature Customer Service Center GmbH
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